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PRUDENTIAL FINANCIAL INC Director's Dealing 2020

Apr 14, 2020

30092_dirs_2020-04-14_55715274-3b4d-4d6d-b56f-f72449b20de2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Tortoise Midstream Energy Fund, Inc. (NTG)
CIK: 0001490286
Period of Report: 2020-04-10

Reporting Person: PRUDENTIAL FINANCIAL INC (10% Owner)
Reporting Person: PRUDENTIAL INSURANCE CO OF AMERICA (10% Owner)
Reporting Person: Prudential Retirement Insurance & Annuity Co (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-04-10 Series D Mandatory Redeemable Preferred Stock J 903788 $25 Disposed 96212 Indirect
2020-04-10 Series E Mandatory Redeemable Preferred Stock J 1446061 $25 Disposed 153939 Indirect
2020-04-10 Series G Mandatory Redeemable Preferred Stock J 795333 $25 Disposed 84667 Indirect

Footnotes

F1: Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.

F2: Preferred stock owned directly by Prudential Retirement Insurance and Annuity Company, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.