PRUDENTIAL FINANCIAL INC — Director's Dealing 2020

Feb 13, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2020-02-11

Reporting Person: GOODMAN STACEY (Executive Vice President)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-11	2020 Employee Stock Option (Right to Buy)	$95.87	A	10699	Acquired	2030-02-11	Common Stock (10699)	Direct
2020-02-11	2020 Performance Share	$	A	11892	Acquired		Common Stock (11892)	Direct

Footnotes

F1: The options vest in three equal annual installments beginning on February 11, 2021.

F2: The performance shares convert to common stock on a 1 to 1 basis.

F3: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2020 through 2022 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2023.