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PRUDENTIAL FINANCIAL INC — Director's Dealing 2020
Apr 14, 2020
30092_dirs_2020-04-14_8c7416ef-d803-486c-b139-3c6b8fef22e1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TORTOISE PIPELINE & ENERGY FUND, INC. (TTP)
CIK: 0001526329
Period of Report: 2020-04-10
Reporting Person: PRUDENTIAL FINANCIAL INC (10% Owner)
Reporting Person: PRUDENTIAL INSURANCE CO OF AMERICA (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-10 | Series B Mandatory Redeemable Preferred Stock | J | 396000 | $25 | Disposed | 244000 | Indirect |
Footnotes
F1: Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
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