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PRUDENTIAL FINANCIAL INC Director's Dealing 2020

Apr 14, 2020

30092_dirs_2020-04-14_8c7416ef-d803-486c-b139-3c6b8fef22e1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TORTOISE PIPELINE & ENERGY FUND, INC. (TTP)
CIK: 0001526329
Period of Report: 2020-04-10

Reporting Person: PRUDENTIAL FINANCIAL INC (10% Owner)
Reporting Person: PRUDENTIAL INSURANCE CO OF AMERICA (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-04-10 Series B Mandatory Redeemable Preferred Stock J 396000 $25 Disposed 244000 Indirect

Footnotes

F1: Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.