PRUDENTIAL FINANCIAL INC — Director's Dealing 2020

Feb 26, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2020-02-24

Reporting Person: Silitch Nicholas C (Senior Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-24	Common Stock	S	8200	$88.17	Disposed	11599	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	401	Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.17 to $88.19 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

F2: Following the transactions reported on this Form 4, Mr. Silitch continues to hold 11,599 shares directly and 401 shares indirectly in a 401(k) account. Mr. Silitch also holds an additional 50,517 vested stock options, 27,383 unvested stock options, and 46,793 target performance shares (the exact number awarded being dependent on achievement of performance goals).