PRUDENTIAL FINANCIAL INC — Director's Dealing 2020

Feb 21, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2020-02-20

Reporting Person: Woods Candace (Senior Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-20	Common Stock	M	1494	—	Acquired	10915	Direct
2020-02-20	Common Stock	S	1494	$94.32	Disposed	9421	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-20	2011 Employee Stock Option (Right to Buy)	$64.01	M	1494	Disposed	2021-02-08	Common Stock (1494)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1429	Indirect

Footnotes

F1: Following the transaction reported on this Form 4, Mrs. Woods continues to hold 9,421 shares directly and 1,429 shares indirectly in a 401(k) account. Mrs. Woods also holds an additional 8,659 vested stock options, 5,929 unvested stock options and 9,687 target performance shares (the exact number awarded being dependent on achievement of performance goals).

F2: The option vests in three equal annual installments beginning on February 8, 2012.