PRUDENTIAL FINANCIAL INC — Director's Dealing 2020

Feb 14, 2020

SEC Form 4/A — Form 4/A

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2020-02-12

Reporting Person: Lowrey Charles F (Director, Chief Executive Officer, Chairman of the Board)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	79713	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
2016 Employee Stock Option (Right to Buy)	$63.59	2026-02-09	Common Stock (39958)	39958	Direct

Footnotes

F1: On February 13, 2020, a Form 4 was filed reporting, among other things, an exercise of options to purchase 39,958 shares of common stock and a sale of 33,603 shares of common stock. However, this option exercise and sale transaction were cancelled and did not occur. All other information reported in the February 13, 2020 Form 4 was correct and remains unchanged.

F2: The options vest in three equal annual installments beginning on February 9, 2017.