PRUDENTIAL FINANCIAL INC — Director's Dealing 2020

Jun 17, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2020-06-15

Reporting Person: Alziari Lucien (Executive Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-15	Common Stock	M	2352	—	Acquired	2352	Direct
2020-06-15	Common Stock	F	1149	$64.54	Disposed	1203	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-15	6/15/2017 Restricted Stock Units	$	M	2352	Disposed		Common Stock (2352)	Direct

Footnotes

F1: Represents the vesting of previously awarded restricted stock units.

F2: Represents shares withheld for the payment of taxes when the restricted shares vested.

F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4: The Restricted Stock Units vested on June 15, 2020.