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PRUDENTIAL FINANCIAL INC Director's Dealing 2020

May 14, 2020

30092_dirs_2020-05-14_926e5118-57d0-4274-86a8-f16260988f9b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2020-05-12

Reporting Person: CASELLAS GILBERT F (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-05-12 Common Stock M 1607 Acquired 2107 Direct
2020-05-12 Common Stock D 1607 $54.26 Disposed 500 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-05-12 2019 Restricted Stock Units $ M 1607 Disposed Common Stock (1607) Direct
2020-05-12 2020 Restricted Stock Units $ A 2764 Acquired Common Stock (2764) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F2: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020.

F3: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2021.