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PRUDENTIAL FINANCIAL INC — Director's Dealing 2020
May 14, 2020
30092_dirs_2020-05-14_926e5118-57d0-4274-86a8-f16260988f9b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2020-05-12
Reporting Person: CASELLAS GILBERT F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-12 | Common Stock | M | 1607 | — | Acquired | 2107 | Direct |
| 2020-05-12 | Common Stock | D | 1607 | $54.26 | Disposed | 500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-12 | 2019 Restricted Stock Units | $ | M | 1607 | Disposed | Common Stock (1607) | Direct | |
| 2020-05-12 | 2020 Restricted Stock Units | $ | A | 2764 | Acquired | Common Stock (2764) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.
F2: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020.
F3: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2021.
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