Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

PRUDENTIAL FINANCIAL INC Director's Dealing 2020

Apr 16, 2020

30092_dirs_2020-04-16_6701dc9b-89e9-4cc0-91ce-b27b9cd0106b.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TORTOISE PIPELINE & ENERGY FUND, INC. (TTP)
CIK: 0001526329
Period of Report: 2020-04-14

Reporting Person: PRUDENTIAL FINANCIAL INC (10% Owner)
Reporting Person: PRUDENTIAL INSURANCE CO OF AMERICA (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-04-14 3.97% Senior Notes, Series H, due December 13, 2024 J 1714286 $1714286 Disposed Indirect
2020-04-14 3.97% Senior Notes, Series H, due December 13, 2024 J 342857 $342857 Disposed Indirect

Footnotes

F1: The notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding
company.