PRUDENTIAL FINANCIAL INC — Director's Dealing 2019

Feb 14, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2019-02-12

Reporting Person: SCHMIDT TIMOTHY L (Senior Vice President)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-02-12	2019 Employee Stock Option (Right to Buy)	$93.36	A	7022	Acquired	2029-02-12	Common Stock (7022)	Direct
2019-02-12	2019 Performance Shares	$0	A	4499	Acquired		Common Stock (4499)	Direct

Footnotes

F1: The options vest in three equal annual installments beginning on February 12, 2020.

F2: The performance shares convert to common stock on a 1 to 1 basis.

F3: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2019 through 2021 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2022.