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PRUDENTIAL FINANCIAL INC Director's Dealing 2019

Sep 10, 2019

30092_dirs_2019-09-10_0333400e-892e-4e1b-8f0e-54e7d2428002.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2019-09-09

Reporting Person: FALZON ROBERT (EVP and Vice Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-09-09 Common Stock P 3580 $83.98 Acquired 3580 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 64228 Direct
Common Stock 591 Indirect

Footnotes

F1: Amount reported has been adjusted to include 10 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between January 1, 2019 and June 28, 2019 based on a plan statement dated June 28, 2019. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).