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PRUDENTIAL FINANCIAL INC — Director's Dealing 2018
Dec 4, 2018
30092_dirs_2018-12-04_0d6efa86-c919-41d1-b948-710879d07575.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2018-11-30
Reporting Person: STRANGFELD JOHN R JR (Director, Chief Executive Officer, Chairman of the Board)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-30 | 11/30/2018 Employee Stock Option (Right to Buy) | $93.76 | A | 81268 | Acquired | 2028-11-30 | Common Stock (81268) | Direct |
| 2018-11-30 | 11/30/2018 Performance Shares | $0 | A | 30760 | Acquired | Common Stock (30760) | Direct |
Footnotes
F1: The options vest in three equal annual installments beginning on November 30, 2019.
F2: The performance shares convert to common stock on a 1 to 1 basis.
F3: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies, and modified by Employee Diversity, for the 2018 through 2020 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2021.