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PRUDENTIAL FINANCIAL INC Director's Dealing 2018

Aug 8, 2018

30092_dirs_2018-08-08_469f5cba-7960-4b65-a87f-6c4c9d80ff1c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Kayne Anderson Energy Total Return Fund, Inc. (KYE)
CIK: 0001322652
Period of Report: 2018-08-06

Reporting Person: PRUDENTIAL FINANCIAL INC (See Footnote 1)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-08-06 3.36% Series M Senior Unsecured Notes due 2021 J 2428571.43 $1 Disposed Indirect
2018-08-06 3.36% Series M Senior Unsecured Notes due 2021 J 1059685.71 $1 Disposed Indirect

Footnotes

F1: (1) Previous 10% Owner of Senior Notes of KYE; as of 08/06/2018, less than 10% Owner of Senior Notes of Kayne Anderson Midstream/Energy Fund, Inc. (ticker KME) due to merger described below.

F2: (2) Note transfer to KME due to KYE merger into KME on 08/06/2018.