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PRUDENTIAL FINANCIAL INC — Director's Dealing 2018
Aug 8, 2018
30092_dirs_2018-08-08_469f5cba-7960-4b65-a87f-6c4c9d80ff1c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Kayne Anderson Energy Total Return Fund, Inc. (KYE)
CIK: 0001322652
Period of Report: 2018-08-06
Reporting Person: PRUDENTIAL FINANCIAL INC (See Footnote 1)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-06 | 3.36% Series M Senior Unsecured Notes due 2021 | J | 2428571.43 | $1 | Disposed | Indirect | |
| 2018-08-06 | 3.36% Series M Senior Unsecured Notes due 2021 | J | 1059685.71 | $1 | Disposed | Indirect |
Footnotes
F1: (1) Previous 10% Owner of Senior Notes of KYE; as of 08/06/2018, less than 10% Owner of Senior Notes of Kayne Anderson Midstream/Energy Fund, Inc. (ticker KME) due to merger described below.
F2: (2) Note transfer to KME due to KYE merger into KME on 08/06/2018.
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