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PRUDENTIAL FINANCIAL INC Director's Dealing 2018

Dec 17, 2018

30092_dirs_2018-12-17_2af1207e-8ec8-4457-8db2-215d0d039455.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: TORTOISE PIPELINE & ENERGY FUND, INC. (TTP)
CIK: 0001526329
Period of Report: 2018-12-13

Reporting Person: PRUDENTIAL FINANCIAL INC (10% Owner)
Reporting Person: PRUDENTIAL INSURANCE CO OF AMERICA (10% Owner)

Holdings (Non-Derivative)

Security Shares Ownership
Series B Mandatory Redeemable Preferred Stock 640000 Indirect
3.97% Senior Notes, Series H, due December 13, 2024 Indirect
3.97% Senior Notes, Series H, due December 13, 2024 Indirect

Footnotes

F1: (1) Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.

F2: (2) The notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.