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PRUDENTIAL FINANCIAL INC — Director's Dealing 2018
Dec 17, 2018
30092_dirs_2018-12-17_2af1207e-8ec8-4457-8db2-215d0d039455.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: TORTOISE PIPELINE & ENERGY FUND, INC. (TTP)
CIK: 0001526329
Period of Report: 2018-12-13
Reporting Person: PRUDENTIAL FINANCIAL INC (10% Owner)
Reporting Person: PRUDENTIAL INSURANCE CO OF AMERICA (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Series B Mandatory Redeemable Preferred Stock | 640000 | Indirect |
| 3.97% Senior Notes, Series H, due December 13, 2024 | Indirect | |
| 3.97% Senior Notes, Series H, due December 13, 2024 | Indirect |
Footnotes
F1: (1) Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
F2: (2) The notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
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