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PRUDENTIAL FINANCIAL INC Director's Dealing 2018

Oct 18, 2018

30092_dirs_2018-10-18_bbd2d580-0375-4351-9c07-8b2579c8e15a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TORTOISE MLP FUND, INC. (NTG)
CIK: 0001490286
Period of Report: 2018-10-16

Reporting Person: PRUDENTIAL FINANCIAL INC (10% Owner)
Reporting Person: PRUDENTIAL INSURANCE CO OF AMERICA (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-10-16 Series G Mandatory Redeemable Preferred Stock P 880000 $25 Acquired 880000 Indirect
2018-10-16 3.79% Senior Notes, Series P, due October 16, 2023 P 10500000 $10500000 Acquired Indirect
2018-10-16 3.79% Senior Notes, Series P, due October 16, 2023 P 9500000 $9500000 Acquired Indirect
2018-10-16 3.97% Senior Notes, Series Q, due October 16, 2025 P 7500000 $7500000 Acquired Indirect
2018-10-16 3.97% Senior Notes, Series Q, due October 16, 2025 P 7500000 $7500000 Acquired Indirect
2018-10-16 4.02% Senior Notes, Series R, due October 16, 2026 P 8000000 $8000000 Acquired Indirect
2018-10-16 4.02% Senior Notes, Series R, due October 16, 2026 P 5000000 $5000000 Acquired Indirect

Footnotes

F1: Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.