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PRUDENTIAL FINANCIAL INC — Director's Dealing 2018
Oct 18, 2018
30092_dirs_2018-10-18_bbd2d580-0375-4351-9c07-8b2579c8e15a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TORTOISE MLP FUND, INC. (NTG)
CIK: 0001490286
Period of Report: 2018-10-16
Reporting Person: PRUDENTIAL FINANCIAL INC (10% Owner)
Reporting Person: PRUDENTIAL INSURANCE CO OF AMERICA (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-16 | Series G Mandatory Redeemable Preferred Stock | P | 880000 | $25 | Acquired | 880000 | Indirect |
| 2018-10-16 | 3.79% Senior Notes, Series P, due October 16, 2023 | P | 10500000 | $10500000 | Acquired | Indirect | |
| 2018-10-16 | 3.79% Senior Notes, Series P, due October 16, 2023 | P | 9500000 | $9500000 | Acquired | Indirect | |
| 2018-10-16 | 3.97% Senior Notes, Series Q, due October 16, 2025 | P | 7500000 | $7500000 | Acquired | Indirect | |
| 2018-10-16 | 3.97% Senior Notes, Series Q, due October 16, 2025 | P | 7500000 | $7500000 | Acquired | Indirect | |
| 2018-10-16 | 4.02% Senior Notes, Series R, due October 16, 2026 | P | 8000000 | $8000000 | Acquired | Indirect | |
| 2018-10-16 | 4.02% Senior Notes, Series R, due October 16, 2026 | P | 5000000 | $5000000 | Acquired | Indirect |
Footnotes
F1: Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
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