PRUDENTIAL FINANCIAL INC — Director's Dealing 2018

Nov 20, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. (CBA)
CIK: 0001570318
Period of Report: 2018-11-16

Reporting Person: PRUDENTIAL FINANCIAL INC (See Footnote 1)
Reporting Person: PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY (See Footnote 1)
Reporting Person: PRUDENTIAL INSURANCE CO OF AMERICA (See Footnote 1)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-11-16	Series C Mandatory Redeemable Preferred Stock	J	41	—	Disposed	0	Indirect
2018-11-16	Series D Mandatory Redeemable Preferred Stock	J	85	—	Disposed	0	Indirect
2018-11-16	Series D Mandatory Redeemable Preferred Stock	J	24	—	Disposed	0	Indirect

Footnotes

F1: (1)Previous 10% Owner of Preferred Share Securities of CBA; as of 11/16/2018, 10% Owner of Preferred Share Securities of EMO.

F2: (2)Share exchange/replacement by Clearbridge Energy MidStream Opportunity Fund Inc. (ticker EMO) due to CBAs merger into EMO on 11/16/2018.