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PRUDENTIAL FINANCIAL INC Director's Dealing 2018

May 10, 2018

30092_dirs_2018-05-10_f21fb161-0835-4442-8f77-561c3b0ce660.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2018-05-08

Reporting Person: POON CHRISTINE A (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-05-08 Common Stock M 1431 Acquired 13014 Direct
2018-05-08 Common Stock D 1431 $100.10 Disposed 11583 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-05-08 2017 Restricted Stock Units $ M 1431 Disposed Common Stock (1431) Direct
2018-05-08 2018 Restricted Stock Units $0 A 1498 Acquired Common Stock (1498) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F2: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018.

F3: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019.