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PRUDENTIAL FINANCIAL INC — Director's Dealing 2018
May 10, 2018
30092_dirs_2018-05-10_f21fb161-0835-4442-8f77-561c3b0ce660.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2018-05-08
Reporting Person: POON CHRISTINE A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-08 | Common Stock | M | 1431 | — | Acquired | 13014 | Direct |
| 2018-05-08 | Common Stock | D | 1431 | $100.10 | Disposed | 11583 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-08 | 2017 Restricted Stock Units | $ | M | 1431 | Disposed | Common Stock (1431) | Direct | |
| 2018-05-08 | 2018 Restricted Stock Units | $0 | A | 1498 | Acquired | Common Stock (1498) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.
F2: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018.
F3: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019.
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