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PRUDENTIAL FINANCIAL INC — Director's Dealing 2017
May 11, 2017
30092_dirs_2017-05-11_13f15d36-f861-4303-8af5-5d879056ddbf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2017-05-09
Reporting Person: CASELLAS GILBERT F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-09 | Common Stock | M | 2006 | — | Acquired | 2506 | Direct |
| 2017-05-09 | Common Stock | D | 2006 | $107.88 | Disposed | 500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-09 | 2017 Restricted Stock Units | $ | A | 1390 | Acquired | Common Stock (1390) | Direct | |
| 2017-05-09 | 2016 Restricted Stock Units | $0 | M | 2006 | Disposed | Common Stock (2006) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.
F2: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018.
F3: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017.
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