Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

PRUDENTIAL FINANCIAL INC Director's Dealing 2017

May 11, 2017

30092_dirs_2017-05-11_13f15d36-f861-4303-8af5-5d879056ddbf.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2017-05-09

Reporting Person: CASELLAS GILBERT F (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-05-09 Common Stock M 2006 Acquired 2506 Direct
2017-05-09 Common Stock D 2006 $107.88 Disposed 500 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-05-09 2017 Restricted Stock Units $ A 1390 Acquired Common Stock (1390) Direct
2017-05-09 2016 Restricted Stock Units $0 M 2006 Disposed Common Stock (2006) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F2: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018.

F3: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017.