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PRUDENTIAL FINANCIAL INC — Director's Dealing 2017
Dec 14, 2017
30092_dirs_2017-12-14_27d915b4-8f20-4fc8-9d41-b71461dc48f3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TORTOISE MLP FUND, INC. (NTG)
CIK: 0001490286
Period of Report: 2017-12-13
Reporting Person: PRUDENTIAL FINANCIAL INC (10% Owner)
Reporting Person: Prudential Retirement Insurance & Annuity Co (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-13 | Series E Mandatory Redeemable Preferred Stock | P | 1600000 | $25 | Acquired | Indirect | |
| 2017-12-13 | 3.18% Senior Notes, Series N, due December 13, 2024 | P | 29000000 | $29000000 | Acquired | Indirect | |
| 2017-12-13 | 3.18% Senior Notes, Series N, due December 13, 2024 | P | 3000000 | $3000000 | Acquired | Indirect |
Footnotes
F1: Preferred stock owned directly by Prudential Retirement Insurance and Annuity Company, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
F2: These notes are owned directly by Prudential Retirement Insurance and Annuity Company, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
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