Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

PRUDENTIAL FINANCIAL INC Director's Dealing 2017

Dec 14, 2017

30092_dirs_2017-12-14_27d915b4-8f20-4fc8-9d41-b71461dc48f3.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TORTOISE MLP FUND, INC. (NTG)
CIK: 0001490286
Period of Report: 2017-12-13

Reporting Person: PRUDENTIAL FINANCIAL INC (10% Owner)
Reporting Person: Prudential Retirement Insurance & Annuity Co (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-12-13 Series E Mandatory Redeemable Preferred Stock P 1600000 $25 Acquired Indirect
2017-12-13 3.18% Senior Notes, Series N, due December 13, 2024 P 29000000 $29000000 Acquired Indirect
2017-12-13 3.18% Senior Notes, Series N, due December 13, 2024 P 3000000 $3000000 Acquired Indirect

Footnotes

F1: Preferred stock owned directly by Prudential Retirement Insurance and Annuity Company, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.

F2: These notes are owned directly by Prudential Retirement Insurance and Annuity Company, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.