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PRUDENTIAL FINANCIAL INC — Director's Dealing 2017
Jun 12, 2017
30092_dirs_2017-06-12_2576b0ed-1ebb-493b-b7b6-fd4163af7747.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2017-02-17
Reporting Person: STRANGFELD JOHN R JR (Director, Chief Executive Officer, Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-17 | Common Stock | G | 7219 | — | Disposed | 285454 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1775 | Indirect |
| Common Stock | 592 | Indirect |
Footnotes
F1: Gifts to 501(c)(3) charitable foundations.
F2: Following the transaction reported on this Form 4, Mr. Strangfeld continues to hold 285,454 shares directly and 1,775 shares indirectly in a 401(k) account. Mr. Strangfeld also holds an additional 814,369 vested stock options, 186,367 unvested stock options, 41,835 deferred compensation shares, and 101,030 target performance shares (the exact number awarded being dependent on achievement of performance goals).
F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.