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PRUDENTIAL FINANCIAL INC — Director's Dealing 2016
Sep 19, 2016
30092_dirs_2016-09-19_35761886-e979-466f-8c2d-8904a190bf5f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2016-09-15
Reporting Person: TODMAN MICHAEL (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-15 | 2016 Restricted Stock Units | $0 | A | 18 | Acquired | Common Stock (18) | Direct | |
| 2016-09-15 | 5/10/2016 Restricted Stock Units | $0 | A | 17 | Acquired | Common Stock (17) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.
F2: The restricted stock units vest in one year on March 8, 2017 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.
F3: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.