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PRUDENTIAL FINANCIAL INC — Director's Dealing 2016
Nov 16, 2016
30092_dirs_2016-11-16_c9c85204-43ab-4cb5-81dc-5aa9ebf4a7e9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2016-11-09
Reporting Person: TAYLOR SHARON C (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-09 | Common Stock | G | 431 | — | Disposed | 67087 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1729 | Indirect |
Footnotes
F1: Gift to a 501(c)(3) charitable foundation.
F2: Following the transactions reported on this Form 4, Ms. Taylor continues to hold 67,087 shares directly and 1,729 shares indirectly in a 401(k) account. Ms. Taylor also holds an additional 6,064 vested stock options, 38,449 unvested stock options and 18,296 target performance shares (the exact number awarded being dependent on achievement of performance goals).
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