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PRUDENTIAL FINANCIAL INC — Director's Dealing 2015
Jun 22, 2015
30092_dirs_2015-06-22_30b3a7ae-0b1d-47a5-888e-29b52b5ebe12.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ClearBridge Energy MLP Fund Inc. (CEM)
CIK: 0001488775
Period of Report: 2015-06-11
Reporting Person: PRUDENTIAL FINANCIAL INC (10% Owner)
Reporting Person: PRUDENTIAL INSURANCE CO OF AMERICA (10% Owner)
Reporting Person: Prudential Retirement Insurance & Annuity Co (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Series C Mandatory Redeemable Preferred Stock | 210 | Indirect |
| Series D Mandatory Redeemable Preferred Stock | 580 | Indirect |
Footnotes
F1: (1)Preferred stock owned directly by Prudential Retirement Insurance and Annuity Company, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
F2: (2)Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.