Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

PRUDENTIAL FINANCIAL INC Director's Dealing 2015

Jun 22, 2015

30092_dirs_2015-06-22_30b3a7ae-0b1d-47a5-888e-29b52b5ebe12.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: ClearBridge Energy MLP Fund Inc. (CEM)
CIK: 0001488775
Period of Report: 2015-06-11

Reporting Person: PRUDENTIAL FINANCIAL INC (10% Owner)
Reporting Person: PRUDENTIAL INSURANCE CO OF AMERICA (10% Owner)
Reporting Person: Prudential Retirement Insurance & Annuity Co (10% Owner)

Holdings (Non-Derivative)

Security Shares Ownership
Series C Mandatory Redeemable Preferred Stock 210 Indirect
Series D Mandatory Redeemable Preferred Stock 580 Indirect

Footnotes

F1: (1)Preferred stock owned directly by Prudential Retirement Insurance and Annuity Company, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.

F2: (2)Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.