AI assistant
PRUDENTIAL FINANCIAL INC — Director's Dealing 2015
Aug 14, 2015
30092_dirs_2015-08-14_101eb0ca-9cae-4d32-a4df-deccd102d4b0.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. (CBA)
CIK: 0001570318
Period of Report: 2015-08-07
Reporting Person: PRUDENTIAL FINANCIAL INC (10% Owner)
Reporting Person: PRUDENTIAL INSURANCE CO OF AMERICA (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Series C Mandatory Redeemable Preferred Stock | 185 | Indirect |
| Series C Mandatory Redeemable Preferred Stock | 195 | Indirect |
| Series D Mandatory Redeemable Preferred Stock | 80 | Indirect |
| Series D Mandatory Redeemable Preferred Stock | 290 | Indirect |
Footnotes
F1: Preferred stock owned directly by The Gibraltar Life Insurance Co., Ltd., a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
F2: Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
F3: As grantor of the PICA Hartford Life & Annuity Comfort Trust.
F4: Preferred stock owned directly by Prudential Legacy Insurance Company of New Jersey, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.