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PRUDENTIAL FINANCIAL INC Director's Dealing 2015

Aug 14, 2015

30092_dirs_2015-08-14_101eb0ca-9cae-4d32-a4df-deccd102d4b0.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. (CBA)
CIK: 0001570318
Period of Report: 2015-08-07

Reporting Person: PRUDENTIAL FINANCIAL INC (10% Owner)
Reporting Person: PRUDENTIAL INSURANCE CO OF AMERICA (10% Owner)

Holdings (Non-Derivative)

Security Shares Ownership
Series C Mandatory Redeemable Preferred Stock 185 Indirect
Series C Mandatory Redeemable Preferred Stock 195 Indirect
Series D Mandatory Redeemable Preferred Stock 80 Indirect
Series D Mandatory Redeemable Preferred Stock 290 Indirect

Footnotes

F1: Preferred stock owned directly by The Gibraltar Life Insurance Co., Ltd., a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.

F2: Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.

F3: As grantor of the PICA Hartford Life & Annuity Comfort Trust.

F4: Preferred stock owned directly by Prudential Legacy Insurance Company of New Jersey, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.