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PRUDENTIAL FINANCIAL INC — Director's Dealing 2015
Nov 17, 2015
30092_dirs_2015-11-17_bf7b4b53-b9ed-4ed4-b1d4-b6ca081131d4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2015-11-15
Reporting Person: Sleyster Scott (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-15 | Common Stock | M | 1318 | — | Acquired | 22464.12 | Direct |
| 2015-11-15 | Common Stock | F | 599 | $84.29 | Disposed | 21865.12 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-15 | 11/15/2012 Restricted Stock Units | $0 | M | 1318 | Disposed | Common Stock (1318) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6336 | Indirect |
Footnotes
F1: Represents the vesting of previously awarded restricted stock units.
F2: Represents shares withheld for the payment of taxes when restricted shares vested.
F3: Amount reported has been adjusted to include 201 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2014 and September 30, 2015 based on a plan statement dated September 30, 2015. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
F4: The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F5: The Restricted Stock Units vested on November 15, 2015.