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PRUDENTIAL FINANCIAL INC — Director's Dealing 2015
Feb 26, 2015
30092_dirs_2015-02-26_28819c7c-3e58-4c2f-a055-e5c6ddfbfe25.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2015-02-24
Reporting Person: Blount Susan L (EVP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-24 | Common Stock | S | 8606 | $81.32 | Disposed | 25131 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1528 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.31 to $81.33, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2: Following the transactions reported on this Form 4, Ms. Blount continues to hold 25,131 shares directly and 1,528 shares indirectly in a 401(k) account. Ms. Blount also holds an additional 107,291 vested stock options, 59,077 unvested stock options, and 24,572 target performance shares (the exact number awarded being dependent on achievement of performance goals).