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PRUDENTIAL FINANCIAL INC — Director's Dealing 2015
Feb 12, 2015
30092_dirs_2015-02-12_79e94b3e-9472-44df-ba81-aa85aa84ebe2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2015-02-10
Reporting Person: Axel Robert (SVP and Controller)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-10 | 2015 Performance Shares | $0 | A | 1825 | Acquired | Common Stock (1825) | Direct | |
| 2015-02-10 | 2015 Employee Stock Option (Right to Buy) | $78.08 | A | 5054 | Acquired | 2025-02-10 | Common Stock (5054) | Direct |
Footnotes
F1: The performance shares convert to common stock on a 1 to 1 basis.
F2: Represents the target number of shares to be received relative to the Company's average ROE goals for the 2015 through 2017 performance period and relative performance against certain life insurance peer companies. The actual number of shares to be received will be determined by the Compensation Committee in February 2018.
F3: The options vest in three equal annual installments beginning on February 10, 2016.
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