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PRUDENTIAL FINANCIAL INC — Director's Dealing 2015
Nov 18, 2015
30092_dirs_2015-11-18_841624b9-561e-4082-ab0a-1acf9dbfc2f4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2015-08-10
Reporting Person: STRANGFELD JOHN R JR (Director, Chief Executive Officer, Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-10 | Common Stock | G | 6989 | — | Disposed | 300301 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1648 | Indirect |
| Common Stock | 579 | Indirect |
Footnotes
F1: Gifts to 501(c)(3) charitable foundations.
F2: Following the transactions reported on this Form 4, Mr. Strangfeld continues to hold 300, 301 shares directly and 1,648 shares indirectly in a 401(k) account. Mr. Strangfeld also holds an additional 1,074,550 vested stock options, 217,330 unvested stock options, and 89,456 target performance shares (the exact number awarded being dependent on achievement of performance goals).
F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.