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PRUDENTIAL FINANCIAL INC — Director's Dealing 2015
Feb 18, 2015
30092_dirs_2015-02-18_d6cba73f-efe1-4c3a-bd0f-9b9e42d02cd5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2015-02-14
Reporting Person: Axel Robert (SVP and Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-14 | Common Stock | M | 1629 | — | Acquired | 1632 | Direct |
| 2015-02-14 | Common Stock | F | 714 | $80.33 | Disposed | 918 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-14 | 2012 Restricted Stock Units | $0 | M | 1629 | Disposed | Common Stock (1629) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 779 | Indirect |
Footnotes
F1: Represents the vesting of previously awarded restricted stock units.
F2: Represents shares withheld for the payment of taxes when restricted shares vested.
F3: Amount reported has been adjusted to include 62 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2013 and December 31, 2014 based on a plan statement dated December 31, 2014. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
F4: The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F5: The Restricted Stock Units will vest on February 14, 2015.