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PRUDENTIAL FINANCIAL INC — Director's Dealing 2015
Nov 18, 2015
30092_dirs_2015-11-18_b243b350-a10f-4e1d-a6cd-fea6e7c8d3d3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2015-09-15
Reporting Person: TAYLOR SHARON C (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-09-15 | Common Stock | G | 323 | — | Disposed | 55778 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1601 | Indirect |
Footnotes
F1: Gift to a 501(c)(3) charitable foundation.
F2: Following the transactions reported on this Form 4, Ms. Taylor continues to hold 55,778 shares directly and 1,601 shares indirectly in a 401(k) account. Ms. Taylor also holds an additional 113,018 vested stock options, 36,067 unvested stock options, and 14,642 target performance shares (the exact number awarded being dependent on achievement of performance goals).
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