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PRUDENTIAL FINANCIAL INC — Director's Dealing 2015
May 14, 2015
30092_dirs_2015-05-14_1789e017-4763-4b74-a122-150d7a33b1a2.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2013-11-25
Reporting Person: FALZON ROBERT (EVP and CFO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-25 | 2012 Employee Stock Option (Right to Buy) | $59.41 | M | 4386 | Disposed | 2022-02-14 | Common Stock (4386) | Direct |
| 2013-11-25 | 2011 Employee Stock Option (Right to Buy) | $64.01 | M | 7111 | Disposed | 2021-02-08 | Common Stock (7111) | Direct |
Footnotes
F1: Amendment due to an error in allocating the number of options exercised to the wrong option year.
F2: The options vest in three equal annual installments beginning on February 14, 2013.
F3: The options vest in three equal annual installments beginning on February 8, 2012.
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