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PRUDENTIAL FINANCIAL INC Director's Dealing 2015

May 14, 2015

30092_dirs_2015-05-14_1789e017-4763-4b74-a122-150d7a33b1a2.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2013-11-25

Reporting Person: FALZON ROBERT (EVP and CFO)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-11-25 2012 Employee Stock Option (Right to Buy) $59.41 M 4386 Disposed 2022-02-14 Common Stock (4386) Direct
2013-11-25 2011 Employee Stock Option (Right to Buy) $64.01 M 7111 Disposed 2021-02-08 Common Stock (7111) Direct

Footnotes

F1: Amendment due to an error in allocating the number of options exercised to the wrong option year.

F2: The options vest in three equal annual installments beginning on February 14, 2013.

F3: The options vest in three equal annual installments beginning on February 8, 2012.