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PRUDENTIAL FINANCIAL INC — Director's Dealing 2015
Feb 18, 2015
30092_dirs_2015-02-18_3f71a888-252a-4f51-9dec-c03f8f2c510b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2015-02-14
Reporting Person: Silitch Nicholas C (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-14 | Common Stock | M | 2715 | — | Acquired | 5442 | Direct |
| 2015-02-14 | Common Stock | F | 1113 | $80.33 | Disposed | 4329 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-14 | 2012 Restricted Stock Units | $0 | M | 2715 | Disposed | Common Stock (2715) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 210 | Indirect |
Footnotes
F1: Represents the vesting of previously awarded restricted stock units.
F2: Represents shares withheld for the payment of taxes when restricted shares vested.
F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4: The Restricted Stock Units will vest on February 14, 2015.
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