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PRUDENTIAL FINANCIAL INC — Director's Dealing 2014
May 15, 2014
30092_dirs_2014-05-15_fffec042-c41d-4c6d-bb1b-27d1df80998f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2014-05-13
Reporting Person: UNRUH JAMES A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-13 | Common Stock | M | 1842 | — | Acquired | 29656 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-13 | 2014 Restricted Stock Units | $0 | A | 1775 | Acquired | Common Stock (1775) | Direct | |
| 2014-05-13 | 2013 Restricted Stock Units | $0 | M | 1842 | Disposed | Common Stock (1842) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.
F2: The restricted stock units vest the earlier of the annual meeting or in one year on May 13, 2015.
F3: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2014.
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