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PRUDENTIAL FINANCIAL INC — Director's Dealing 2014
Sep 22, 2014
30092_dirs_2014-09-22_2e805bea-bcc9-455d-9f09-0db79fe72975.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2014-09-18
Reporting Person: Pelletier Stephen (Executive Vice President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-18 | Deferred Compensation Shares | $0 | A | 97 | Acquired | Common Stock (97) | Direct |
Footnotes
F1: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis.
F2: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.
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