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PRUDENTIAL FINANCIAL INC — Director's Dealing 2014
May 15, 2014
30092_dirs_2014-05-15_1b1aa64a-fc0a-4152-9b23-3c334882737e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2014-05-13
Reporting Person: CULLEN JAMES (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-13 | Common Stock | M | 1842 | — | Acquired | 3842 | Direct |
| 2014-05-13 | Common Stock | D | 1842 | $84.81 | Disposed | 2000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-13 | 2014 Restricted Stock Units | $0 | A | 1775 | Acquired | Common Stock (1775) | Direct | |
| 2014-05-13 | 2013 Restricted Stock Units | $0 | M | 1842 | Disposed | Common Stock (1842) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 33 | Indirect |
Footnotes
F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.
F2: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.
F3: The restricted stock units vest the earlier of the annual meeting or in one year on May 13, 2015.
F4: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2014.