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PRUDENTIAL FINANCIAL INC Director's Dealing 2014

Feb 11, 2014

30092_dirs_2014-02-11_7b5d8643-4273-490b-a7c2-7634d56f7ca1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2014-02-08

Reporting Person: Silitch Nicholas C (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-02-08 Common Stock M 2451 Acquired 3437 Direct
2014-02-08 Common Stock F 1040 $83.41 Disposed 2397 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-02-08 2011 Restricted Stock Units $0 M 2451 Disposed Common Stock (2451) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 146 Indirect

Footnotes

F1: Represents the vesting of previously awarded restricted stock units.

F2: Represents shares withheld for the payment of taxes when restricted shares vested.

F3: Amount reported has been adjusted to include 6 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between June 30, 2013 and December 31, 2013 based on a plan statement dated December 31, 2013. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).

F4: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5: The Restricted Stock Units will vest on February 8, 2014.