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PRUDENTIAL FINANCIAL INC Director's Dealing 2014

Apr 9, 2014

30092_dirs_2014-04-09_729d82b7-a618-4dd1-a809-bc010a9d31a6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2014-04-07

Reporting Person: Pelletier Stephen (Executive Vice President)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-04-07 4/7/2014 Employee Stock Option (Right to Buy) $81.17 A 13364 Acquired 2024-04-07 Common Stock (13364) Direct
2014-04-07 4/7/2014 Performance Shares $0 A 5243 Acquired Common Stock (5243) Direct

Footnotes

F1: The options vest in three equal annual installments beginning April 7, 2015.

F2: The performance shares convert to common stock on a 1 to 1 basis.

F3: Represents the target number of shares to be received relative to the Company's average ROE goals for the 2014 through 2016 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2017.