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PRUDENTIAL FINANCIAL INC — Director's Dealing 2014
Apr 9, 2014
30092_dirs_2014-04-09_729d82b7-a618-4dd1-a809-bc010a9d31a6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2014-04-07
Reporting Person: Pelletier Stephen (Executive Vice President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-07 | 4/7/2014 Employee Stock Option (Right to Buy) | $81.17 | A | 13364 | Acquired | 2024-04-07 | Common Stock (13364) | Direct |
| 2014-04-07 | 4/7/2014 Performance Shares | $0 | A | 5243 | Acquired | Common Stock (5243) | Direct |
Footnotes
F1: The options vest in three equal annual installments beginning April 7, 2015.
F2: The performance shares convert to common stock on a 1 to 1 basis.
F3: Represents the target number of shares to be received relative to the Company's average ROE goals for the 2014 through 2016 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2017.
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