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PRUDENTIAL FINANCIAL INC — Director's Dealing 2013
Feb 14, 2013
30092_dirs_2013-02-14_beff19fd-d04f-476b-836b-b94cb26ca504.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2013-02-12
Reporting Person: Lambert Richard F (Senior Vice President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-12 | 2013 Employee Stock Option (right to buy) | $57.0000 | A | 9448.0000 | Acquired | 2023-02-12 | Common Stock (9448.0000) | Direct |
| 2013-02-12 | 2013 Performance Shares | $0.0000 | A | 1131.0000 | Acquired | Common Stock (1131.0000) | Direct |
Footnotes
F1: The options vest in three equal annual installments beginning on February 12, 2014.
F2: The performance shares convert to common stock on a 1 to 1 basis.
F3: Represents the target number of shares to be received relative to the Company's average ROE goals for the 2013 through 2015 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2016.
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