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PRUDENTIAL FINANCIAL INC Director's Dealing 2013

Feb 14, 2013

30092_dirs_2013-02-14_4afc3cf3-3fcc-4e7c-a5c9-a59235f9a9cb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2013-02-12

Reporting Person: CARBONE RICHARD J (EVP and CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-02-12 Common Stock M 5606.0000 $0.0000 Acquired 88799.0000 Direct
2013-02-12 Common Stock F 2348.0000 $57.0000 Disposed 86451.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-02-12 2010 Performance Shares $0.0000 M 4976.0000 Disposed Common Stock (4976.0000) Direct
2013-02-12 2013 Employee Stock Option (right to buy) $57.0000 A 58140.0000 Acquired 2023-02-12 Common Stock (58140.0000) Direct
2013-02-12 2013 Performance Shares $0.0000 A 6958.0000 Acquired Common Stock (6958.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1184.0000 Indirect

Footnotes

F1: The Compensation Committee awarded these shares, the grant of which was made on February 9, 2010, and originally reported on a Form 4 filed with the SEC on February 11, 2010, based upon performance relative to the annual goals for Return On Equity (ROE) and Earnings Per Share (EPS) during the 2010 through 2012 performance period.

F2: Represents shares withheld for the payment of taxes.

F3: The options vest in three equal annual installments beginning on February 12, 2014.

F4: The performance shares convert to common stock on a 1 to 1 basis.

F5: Represents the target number of shares to be received relative to the Company's average ROE goals for the 2013 through 2015 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2016.