PRUDENTIAL FINANCIAL INC — Director's Dealing 2013

Nov 13, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2013-11-11

Reporting Person: Lowrey Charles F (Executive Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-11-11	Common Stock	I	1204	$86.49	Disposed	0	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	44971	Direct

Footnotes

F1: Amount reported has been adjusted to include 97 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2012 and September 30, 2013 based on a plan statement dated September 30, 2013. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).

F2: Following the transactions reported on this Form 4, Mr. Lowrey continues to hold 44,971 shares directly and 0 shares indirectly in a 401(k) account. Mr. Lowrey also holds an additional 295,168 vested stock options, 225,879 unvested stock options, and 41,570 target performance shares (the exact number awarded being dependent on achievement of performance goals).