AI assistant
PRUDENTIAL FINANCIAL INC — Director's Dealing 2013
Aug 15, 2013
30092_dirs_2013-08-15_92505931-1f01-4d37-86f6-b6c16b9a48cd.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2013-08-13
Reporting Person: Sayre Peter B (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-13 | Common Stock | S | 4000 | $80.50 | Disposed | 8928 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 333 | Indirect |
| Common Stock | 66 | Indirect |
Footnotes
F1: Following the transactions reported on this Form 4, Mr. Sayre continues to hold 8,928 shares directly and 333 shares indirectly in a 401(k) account. Mr. Sayre also holds an additional 37,113 vested stock options, 22,330 unvested stock options, and 4,309 target performance shares (the exact number awarded being dependent on achievement of performance goals).
F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.