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PRUDENTIAL FINANCIAL INC — Director's Dealing 2013
Dec 17, 2013
30092_dirs_2013-12-17_1336d27d-bee6-415f-8b63-efc30c4df5dc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2013-12-13
Reporting Person: Sleyster Scott (Senior Vice President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-13 | Deferred Compensation Shares | $0 | I | 12388 | Disposed | Common Stock (12388) | Direct |
Footnotes
F1: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis.
F2: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.
F3: Following the transactions reported on this Form 4, Mr. Sleyster continues to hold 16,224 shares directly and 5,918 shares indirectly in a 401(k) account. Mr. Sleyster also holds an additional 111,443 vested stock options, 43,351 unvested stock options, 1,318 restricted stock units and 7,993 target performance shares (the exact number awarded being dependent on achievement of performance goals).