Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

PRUDENTIAL FINANCIAL INC Director's Dealing 2013

May 10, 2013

30092_dirs_2013-05-10_11549530-2be6-4762-b561-58c0008e3886.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2013-05-08

Reporting Person: CULLEN JAMES (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-05-08 Common Stock M 2416.0000 $0.0000 Acquired 4416.0000 Direct
2013-05-08 Common Stock D 2416.0000 $65.6800 Disposed 2000.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-05-08 2012 Restricted Stock Units $0.0000 M 2416.0000 Disposed Common Stock (2416.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 33.0000 Indirect

Footnotes

F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.

F2: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F3: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2013.