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PRUDENTIAL FINANCIAL INC Director's Dealing 2013

Sep 11, 2013

30092_dirs_2013-09-11_a47739e3-db49-47db-86de-9309912ced95.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2013-09-09

Reporting Person: TAYLOR SHARON C (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-09-09 Common Stock M 20965 $45.00 Acquired 64957 Direct
2013-09-09 Common Stock S 22073 $77.95 Disposed 42884 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-09-09 2/10/04 Employee Stock Option (Right to Buy) $45.00 M 20965 Disposed 2014-02-10 Common Stock (20965) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1392 Indirect

Footnotes

F1: The option vests in three equal annual installments beginning on February 10, 2005.