AI assistant
Sending…
PRUDENTIAL FINANCIAL INC — Director's Dealing 2013
Sep 11, 2013
30092_dirs_2013-09-11_a47739e3-db49-47db-86de-9309912ced95.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2013-09-09
Reporting Person: TAYLOR SHARON C (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-09 | Common Stock | M | 20965 | $45.00 | Acquired | 64957 | Direct |
| 2013-09-09 | Common Stock | S | 22073 | $77.95 | Disposed | 42884 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-09 | 2/10/04 Employee Stock Option (Right to Buy) | $45.00 | M | 20965 | Disposed | 2014-02-10 | Common Stock (20965) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1392 | Indirect |
Footnotes
F1: The option vests in three equal annual installments beginning on February 10, 2005.
More from PRUDENTIAL FINANCIAL INC
Capital/Financing Update
2026
Jun 4
Capital/Financing Update
2026
Jun 2
Capital/Financing Update
2026
Jun 2
Capital/Financing Update
2026
Jun 1
Capital/Financing Update
2026
Jun 1
Capital/Financing Update
2026
Jun 1
Capital/Financing Update
2026
May 27
Capital/Financing Update
2026
May 26
Capital/Financing Update
2026
May 19
Capital/Financing Update
2026
May 18