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PRUDENTIAL FINANCIAL INC — Director's Dealing 2013
Jan 31, 2013
30092_dirs_2013-01-31_5c055a41-9c3c-4677-9256-1812ae9c33da.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2012-12-14
Reporting Person: Sleyster Scott (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-14 | Common Stock | P | 430.1200 | $51.4800 | Acquired | 14401.1200 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5783.0000 | Indirect |
Footnotes
F1: Inadvertent purchase not directed by the reporting person of 430.12 shares at $51.48 per share through an automatic broker-administered dividend reinvestment plan. On 11/12/2012 the reporting person had a sale of 430.12 shares at $52.39 per share resulting in a short swing profit of $391.41, which has been disgorged in full by the reporting person to the issuer. The brokerage account with the automatic dividend reinvestment feature was established by the reporting person prior to his becoming a Section 16 Officer and the dividend reinvestment feature has since been removed.