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PRUDENTIAL FINANCIAL INC Director's Dealing 2012

Nov 14, 2012

30092_dirs_2012-11-14_7f479e39-4d26-400e-9194-7d1dd1815f3f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2012-11-12

Reporting Person: Sleyster Scott (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-11-12 Common Stock M 27263.0000 $32.0000 Acquired 41234.0000 Direct
2012-11-12 Common Stock S 27263.0000 $52.3400 Disposed 13971.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-11-12 12/18/02 Employee Stock Option (right to buy) $32.0000 M 27263.0000 Disposed 2012-12-18 Common Stock (27263.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5610.0000 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.3 to $52.39, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2: Following the transactions reported on this Form 4, Mr. Sleyster continues to hold 13,971 shares directly and 5,610 shares indirectly in a 401(k) account. Mr. Sleyster also holds an additional 141,401 vested stock options, 29,670 unvested stock options, and 7,514 target performance shares (the exact number awarded being dependent on achievement of performance goals).

F3: The option vested in three equal annual installments beginning on December 18, 2003.