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PRUDENTIAL FINANCIAL INC Director's Dealing 2012

Aug 14, 2012

30092_dirs_2012-08-14_5744bd89-6628-49be-b20d-b3b476d541f3.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2012-08-06

Reporting Person: Sleyster Scott (Senior Vice President)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 13971.0000 Direct
Common Stock 5642.0000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
12/18/02 Employee Stock Option (right to buy) $32.0000 2012-12-18 Common Stock (27263.0000) Direct
2/10/04 Employee Stock Option (right to buy) $45.0000 2014-02-10 Common Stock (20965.0000) Direct
2/10/09 Employee Stock Option (right to buy) $25.3000 2019-02-10 Common Stock (23300.0000) Direct
2/11/03 Employee Stock Option (right to buy) $29.9000 2013-02-11 Common Stock (25230.0000) Direct
2/12/08 Employee Stock Option (right to buy) $69.0300 2018-02-12 Common Stock (14069.0000) Direct
2/13/07 Employee Stock Option (right to buy) $91.7300 2017-02-13 Common Stock (12434.0000) Direct
2/14/06 Employee Stock Option (right to buy) $76.1500 2016-02-14 Common Stock (13431.0000) Direct
2/8/05 Employee Stock Option (right to buy) $55.7500 2015-02-08 Common Stock (18866.0000) Direct
2010 Employee Stock Option (right to buy) $48.3600 2020-02-09 Common Stock (12994.0000) Direct
2010 Performance Shares $0.0000 Common Stock (2392.0000) Direct
2011 Employee Stock Option (right to buy) $64.0100 2021-02-08 Common Stock (13334.0000) Direct
2011 Performance Shares $0.0000 Common Stock (2042.0000) Direct
2012 Employee Stock Option (right to buy) $59.4100 2022-02-14 Common Stock (16448.0000) Direct
2012 Performance Shares $0.0000 Common Stock (2263.0000) Direct
6/12/2012 Employee Stock Option (right to buy) $47.6100 2022-06-12 Common Stock (5935.0000) Direct
6/12/2012 Performance Shares $0.0000 Common Stock (817.0000) Direct
Deferred Compensation Shares $0.0000 Common Stock (38006.0000) Direct

Footnotes

F1: The option vested in three equal annual installments beginning on December 18, 2003.

F2: The option vested in three equal annual installments beginning on February 10, 2005.

F3: The option vests in three equal annual installments beginning on February 10, 2010.

F4: The option vested in three equal annual installments on February 11, 2004, 2005 and 2006.

F5: The option vested in three equal annual installments beginning on February 12, 2009.

F6: The option vested in three equal annual installments beginning on February 13, 2008.

F7: The option vested in three equal annual installments beginning on February 14, 2007.

F8: The option vested in three equal annual installments beginning on February 8, 2006.

F9: The options vest in three equal annual installments beginning on February 9, 2011.

F10: Represents the target number of shares to be received upon attainment of the Company's annual EPS and ROE goals over the 2010 through 2012 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2013.

F11: The options vest in three equal annual installments beginning on February 8, 2012.

F12: Represents the target number of shares to be received upon attainment of the Company's annual EPS and ROE goals over the 2011 through 2013 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2014.

F13: The options vest in three equal annual installments beginning on February 14, 2013.

F14: Represents the target number of shares to be received relative to the Company's average ROE goals for the 2012 through 2014 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2015.

F15: The options vest in three equal annual installments beginning on June 12, 2013.

F16: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.