AI assistant
PRUDENTIAL FINANCIAL INC — Director's Dealing 2012
Nov 29, 2012
30092_dirs_2012-11-29_82f03183-18e3-4ffe-b963-d509d370ef74.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2012-11-27
Reporting Person: Blount Susan L (SVP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-27 | Common Stock | S | 4605.0000 | $51.6000 | Disposed | 30669.0000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1332.0000 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.60 to $51.63, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2: Following the transactions reported on this Form 4, Ms. Blount continues to hold 30,669 shares directly and 1,332 shares indirectly in a 401(k) account. Ms. Blount also holds an additional 107,823 vested stock options, 73,659 unvested stock options, and 15,704 target performance shares (the exact number awarded being dependent on achievement of performance goals).