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PRUDENTIAL FINANCIAL INC — Director's Dealing 2012
Feb 23, 2012
30092_dirs_2012-02-23_f96d4723-022a-4437-bf59-a026ce6a33ba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2012-02-21
Reporting Person: Blount Susan L (SVP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-21 | Common Stock | M | 24000.0000 | $25.3000 | Acquired | 55489.0000 | Direct |
| 2012-02-21 | Common Stock | S | 20215.0000 | $61.3500 | Disposed | 35274.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-21 | 2/10/09 Employee Stock Option (right to buy) | $25.3000 | M | 24000.0000 | Disposed | 2019-02-10 | Common Stock (24000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1244.0000 | Indirect |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2011.
F2: Following the transactions reported on this Form 4, Ms. Blount continues to hold 35,274 shares directly and 1,244 shares indirectly in a 401(k) account. Ms. Blount also holds an additional 107,823 vested stock options, 71,798 unvested stock options, and 15,704 target performance shares (the exact number awarded being dependent on achievement of performance goals).
F3: The option vests in three equal annual installments beginning on February 10, 2010.