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PRUDENTIAL FINANCIAL INC — Director's Dealing 2011
Feb 15, 2011
30092_dirs_2011-02-15_7ca9cd4a-925d-4d1e-af08-8f39e19efbc1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2011-02-11
Reporting Person: UNRUH JAMES A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-11 | Common Stock | M | 1321.0000 | $0.0000 | Acquired | 4082.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-11 | Notional Shares - Mandatory | $0.0000 | M | 1170.0000 | Disposed | Common Stock (1170.0000) | Direct | |
| 2011-02-11 | Notional Shares - Optional | $0.0000 | M | 151.0000 | Disposed | Common Stock (151.0000) | Direct |
Footnotes
F1: Mandatory nondiscretionary transaction executed pursuant to the issuer's deferred compensation plan for non-employee directors and Section 409A of the Internal Revenue Code.
F2: Notional Shares convert to common stock on a 1 to 1 basis.
F3: Notional shares are payable in common stock in compliance with the Directors Deferred Compensation Plan and Section 409A of the Internal Revenue Code.
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